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Compliance Auditor II

Company: First National Bank of Omaha
Location: Omaha
Posted on: July 14, 2019

Job Description:

Job Description At First National, our employees are the heart of our story-and we're committed to their success! Please see below the details of this career opportunity and how it fits into our organization's success. The Associate II, Audit Services is responsible for the timely execution of assigned audits. This role is an experienced auditor or has industry experience, and is expected to utilize auditing or industry expertise to positively impact the work of the Audit Services department. Key Accountabilities: Audit Oversight and Consulting: Maintain a comprehensive knowledge base of banking laws/regulations and best practices in the industry. Effectively provide audit consulting services to the bank and the holding company. - Maintain level of expertise through ongoing and continual review of regulatory and industry publications to stay aware of new developments impacting the organization. - Expertise is maintained through attending ongoing training and related conferences and webinars. - Research and resolve escalated issues from team members and/or internal business partners. - Work with stakeholders on audit and risk management related initiatives to ensure the organization is taking appropriate actions to meet the goals and strategic plans of the organization. Audit Execution: - Audit Planning - Analyze business functions and risks of assigned internal business partners to assist in setting the audit scope and developing the related Audit Program Guides/test steps. Promote and execute audits. - Fieldwork - Execute control testing and related audit programs. Ensure audit procedures will meet the objectives of the audit scope. Apply critical thinking skills while performing testwork. Analyze audit results and assess appropriate disposition. - Wrap-up - Report audit results to management. Identify and produce issue summaries that clearly state the business objectives, understand root cause, and provide possible recommendations for resolution. Risk Assessment: Assist Audit Director, Supervisor, or Senior Auditor in updating audit universe assessments. Compliance: Understand and comply with bank policies, laws, regulations, and the Bank's BSA/AML Program, as applicable to your job duties. Complete compliance training and adhere to internal procedures and controls, as required. Report any known violations of compliance policy, laws, or regulations. Report any suspicious customer and/or account activity. Professionalism/Attendance: Maintain professional behavior with internal business partners and department team members. Develop relationships with business partners in order to learn more about their department and possibly assist in development of new products/services to identify emerging risks. Know the company's goals and understand your key accountabilities. Personal Development: Identify personal development goals to obtain or build upon desired skill sets. The supporting development activities may include involvement in committees, cross-training opportunities, professional certifications, etc. Actively pursue industry specific expertise and professional compliance certification to prepare for next level. Knowledge, Skills and Abilities: Required: Above average administrative, oral and written communication skills Basic working knowledge of banking/financial institution compliance/consumer laws & regs Strong analytical skills Bachelor's degree in Business or related major. 2+ years of compliance audit or compliance management experience with a bank or financial institution (Securities Trading or Wealth Management or Non-Consumer Banking related compliance would not be applicable experience for this position) Desired: Professional Certifications in Compliance, Audit, or Risk Management, such as: Certified Regulatory Compliance Manager (CRCM) Certified Community Bank Compliance Officer (CCBCO) Certified Anti-Money Laundering Specialist (CAMS) Certified Internal Auditor (CIA) Certified in Audit Command Language (ACL) or other working knowledge of data analytics Certifications in Securities Trading (CFIRS, Series 7, etc). or Wealth Management/other non-traditional banking/non-consumer compliance or internal audit of those same areas would not be relevant as expertise sought after in this position) All qualified applicants will receive consideration for employment without regard to age, race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status.

Keywords: First National Bank of Omaha, Omaha , Compliance Auditor II, Accounting, Auditing , Omaha, Nebraska

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