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Clearing Margin Analyst

Company: Axos Bank
Location: Omaha
Posted on: June 12, 2021

Job Description:


Axos Clearing is a leading correspondent clearing firm serving independent broker-dealers in the retail, active-trading, and institutional markets. Axos Clearing also offers flexible custody solutions for Registered Investment Advisers (RIA) and is a subsidiary of Axos Financial publicly traded on the New York Stock Exchange under the symbol "AX (NYSE: AX).

We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.

Learn more about working here!

The Opportunity

Contribute to a dynamic, fast paced, growing, and evolving organization, where your success is appreciated and rewarded! We are continuing to transform Axos Clearing.

The Role

  • Help protect the firm from risk exposure by monitoring accounts to ensure compliance with FINRA, SRO and Axos Clearing rules and regulations
  • Review money due, stock due and various other reports as well as impose trade restrictions for trade settlement violations
  • Manage fund disbursements from client accounts.
  • Handle client inquiries from clients regarding buying power, funds available, day-trading and various other topics

Are You A Fit?

  • 3+ years' financial services experience preferably margin operations experience
  • Knowledge of Securities industry rules and regulations
  • Ability to multi-task with accuracy and prioritize work effectively
  • Microsoft Office
  • Typing and 10 key
  • Excellent communication skills
  • Knowledge of back office system
  • Strong analytical skills
  • Ability to work independently
  • High School diploma or equivalent

Apply directly for consideration as we are not using any outside agencies for any of our openings

Pre-Employment Drug Test:

All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana. Axos Bank is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.

Equal Employment Opportunity:

Axos Bank is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.

Job Functions and Work Environment:

While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.

The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.


Keywords: Axos Bank, Omaha , Clearing Margin Analyst, Other , Omaha, Nebraska

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