Axos Clearing is a leading correspondent clearing firm serving
independent broker-dealers in the retail, active-trading, and
institutional markets. Axos Clearing also offers flexible custody
solutions for Registered Investment Advisers (RIA) and is a
subsidiary of Axos Financial publicly traded on the New York Stock
Exchange under the symbol "AX (NYSE: AX).
We bring together human insight and digital expertise to
anticipate the needs of our customers. Our team members are
innovative, technologically sophisticated, and motivated to
Learn more about working here!
Contribute to a dynamic, fast paced, growing, and evolving
organization, where your success is appreciated and rewarded! We
are continuing to transform Axos Clearing.
- Help protect the firm from risk exposure by monitoring accounts
to ensure compliance with FINRA, SRO and Axos Clearing rules and
- Review money due, stock due and various other reports as well
as impose trade restrictions for trade settlement violations
- Manage fund disbursements from client accounts.
- Handle client inquiries from clients regarding buying power,
funds available, day-trading and various other topics
Are You A Fit?
- 3+ years' financial services experience preferably margin
- Knowledge of Securities industry rules and regulations
- Ability to multi-task with accuracy and prioritize work
- Microsoft Office
- Typing and 10 key
- Excellent communication skills
- Knowledge of back office system
- Strong analytical skills
- Ability to work independently
- High School diploma or equivalent
Apply directly for consideration as we are not using any outside
agencies for any of our openings
Pre-Employment Drug Test:
All offers are contingent upon the candidate successfully
passing a credit check, criminal background check, and
pre-employment drug screening, which includes screening for
marijuana. Axos Bank is a federally regulated banking institution.
At the federal level, marijuana is an illegal schedule 1 drug;
therefore, we will not employ any person who tests positive for
marijuana, regardless of state legalization.
Equal Employment Opportunity:
Axos Bank is an Equal Opportunity employer. We are committed to
providing equal employment opportunities to all employees and
applicants without regard to race, religious creed, color, sex
(including pregnancy, breast feeding and related medical
conditions), gender, gender identity, gender expression, sexual
orientation, national origin, ancestry, citizenship status,
military and veteran status, marital status, age, protected medical
condition, genetic information, physical disability, mental
disability, or any other protected status in accordance with all
applicable federal, state and local laws.
Job Functions and Work Environment:
While performing the duties of this position, the employee is
required to sit for extended periods of time. Manual dexterity and
coordination are required while operating standard office equipment
such as computer keyboard and mouse, calculator, telephone,
The work environment characteristics described here are
representative of those an employee may encounter while performing
the essential functions of this position. Reasonable accommodations
may be made to enable individuals with disabilities to perform the
essential functions of this position.