Senior Compliance Analyst
Company: Bridges Trust
Location: Omaha
Posted on: March 20, 2023
Job Description:
Bridges Trust is a privately-owned trust and wealth management
firm providing comprehensive trust, wealth management, family
office, and strategic planning services for a growing client base
of successful individuals and families, endowments and foundations,
business owners, and corporations. Our experienced team of
professionals in investments, trusts, and philanthropy are
dedicated to helping our clients develop and implement innovative
and effective strategies to preserve and maximize their wealth
across generations. Bridges Trust is built on the tenacity and
ethic of our team members. We are united in our commitment to
deliver expertise and unparalleled service and look forward to
adding team members who align with our values of Trust, Service,
Excellence, and Performance. As the Senior Compliance Analyst, you
will be responsible for assisting the Chief Compliance Officer with
oversight and execution of the Firm s Compliance Program which
includes but is not limited to ongoing administration, new policy
formulation, risk assessment, testing, and preparation of
regulatory filings. Responsibilities reflect how you can make a
difference:
- Provide Guidance and Oversight to the firm on implementation
of, and enforcement of policies, procedures, and programs. By doing
so, this role will help position the firm for growth and scaling
while ensuring compliance controls are in place.
- Conduct periodic audits, tests, and monitoring of firm
compliance with existing and new policies and procedures.
- Assist in establishing controls to mitigate firm risks and
preparation of risk assessments.
- Prepare regulatory filings and amendments, which includes
assisting with preparation for and responses to regulatory body
inquiries, examinations, and audits (both internal and external).
- Other areas of focus for this role include collaborating across
the firm on initiatives, as well as providing research and
resolution of compliance related issues.
- Your ability to Collaborate and Adapt, with a willingness to
learn and grow, will be important to your success in this role. You
will be asked to work effectively with others, be proactive in
supporting the firm s needs, and adjust to changing circumstances
that may require balancing your priorities with the needs of
others. Qualifications:
- Bachelor s degree in Business, Accounting, Finance, or a
related discipline is preferred. However, significant experience
will be considered in lieu of a degree.
- Five+ years of relevant work experience with a regulated
financial institution such as a broker/dealer, registered
investment adviser, regulatory agency, trust company, or other
financial institution.
- Ability to handle multiple priorities, meet deadlines, and
develop process efficiencies where required.
- Strong written and verbal communication, including the ability
to communicate both up and down the management chain, and to adapt
your style depending on the audience and subject matter.
- Work well in a fast-paced, complex, and collaborative
environment.
- Strong communication, interpersonal, and troubleshooting
skills.
- Ability to independently identify and analyze compliance
issues.
- Ability to organize and maintain accurate records, logs,
etc.
- Knowledge of the regulations applicable to a registered
investment adviser and trust company (i.e., Investment Advisers
Act, Nebraska Trust Company Act, etc.).
- Experience with regulatory filings, conducting risk
assessments, and drafting policies and procedures.
- Experience with the following platforms: Microsoft Office
suite, Adobe Acrobat Pro, Advent, FIS TrustDesk, SMARSH. In joining
our team, you will work with talented, high-achieving people who
come together to serve and support our clients and each other. We
offer highly competitive pay and benefits with professional
development and growth opportunities. EEO statement Bridges Trust
is an equal opportunity employer that is committed to diversity and
inclusion in the workplace. We prohibit discrimination and
harassment of any kind based on race, color, sex, religion, sexual
orientation, national origin, disability, genetic information,
pregnancy, or any other protected characteristic as outlined by
federal, state, or local laws. finance omaha job Senior Compliance
Analyst omaha jobs Senior Compliance Analyst financial
accounting
Keywords: Bridges Trust, Omaha , Senior Compliance Analyst, Professions , Omaha, Nebraska
Didn't find what you're looking for? Search again!
Loading more jobs...